Your AI Employee for Risk & Compliance

24 x 7 AI Agent workforce to automate risk and compliance workflows in money industry.

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Modular Risk AI Agents

Data Enrichment AI Agents

Enrich risk target data

Enrich risk context of a risk target for further AI Agent classifications

Regulation Risk AI Agents

Classify listings by regulation risk policies

Check whether a listing violates regulatory risk policies with AI Agents.

Custom Risk Policy AI Agents

Build bespoke risk policy AI Agents

Build custom risk policy AI agents with your internal risk policies.

Scam Risk AI Agents

Analyze merchant scam signals

Gather merchants websites and digital presence to predict how likely this merchant is an money exit scam.

Regulatory Rule Collection AI Agents

Collect regulatory compliance rules

Collect compliance and regulatory rules from regulatory documents with AI Agents

Human AI Knowledge Base

Regulation Databases

Scam Patterns Database

Human Feedback Data

Your Knowledge Base

Evaluate AI, Trust AI

Agent	Merchant URL	Scam Risk	Prohibited Business Risk	Counterfeit Risk	Last Date Checked
Acme Risk AI Agent	repaircredit.com	High	High	Low	Today
Acme Risk AI Agent	nike.com	Low	Low	Low	Today
Acme Risk AI Agent	dropshipping.com	Med	Low	High	Today

Integrations

REST API

SQL API

SALESFORCE CONNECTOR

WEBHOOK

MCP

Any data

Agentic ontology building & analytics

Protect Marketplaces, Fintechs, Banks 24 x 7

Review Complex Regulated Products

AI Agents review machine-labeled high risk product listing decisions.

Identify Sophisticated Merchant Scam Patterns

Avoid providing services to merchant who conducts regulated businesses or offer high risk services.

Shorten Lengthy Compliance Doc Reviews

Extract compliance insights from credit documents and prospectus.

Track Ever-changing Regulatory Landscapes

Track regulation changes from government websites via compliance rule deep research AI Agents.

Data. A

Alternative unstructured data

Social Media, BBB, TrustPilot, Google Maps
Regional prohibited items policies
Search engines
Any website

ROE AI Agents Family

Text/Image/Video AI Agent, Web AI Agent, Document AI Agent
Customizable LLM, customizable prompt
Connect with your own LLM

SQL-Based Agents Workflow

Analyze unstructured data using SQL and AI Agents
SQL API and REST API
Naturally compatible with data pipelines like DBT, Airflow

Any data

Agentic ontology building & analytics

Document	Metadata	Risk Summary	Compliance Rule Validation 1	Compliance Rule Validation 2
Prospectus Fidelity	Management Fee...	Management risks...	...	...
Prospectus Blackrock	Management Fee...	Diversification risks...	...	...
Prospectus Fidelity	Management Fee...	Management risks...	...	...

Structured Compliance

Roe AI excels in processing large volumes of documents, including financial documents, prospectuses.

Roe AI agents can carry the compliance rules and intelligently screen on hefty documents like human, significantly accelerates the time to compliance review.

Document	Filling Date	NAIC	Insurance Type	ROC	Rates
GEICO Filings	Feb 10, 2024	35882	Auto	...	...
Progressive Filings	Mar 5, 2024	24260	Auto	...	...
AAA Filings	Jan 28, 2024	15539	Auto	...	...

Insurance Filings Analysis

By extracting quantitative structured and unstructured data like proposed rate adjustments, historical trends, and methodologies from insurance filings, Roe AI helps insurance companies keep up with the peer pricing competitive insights, approaching DOIs.

Website	Copy Infringement	Grammar Mistake	Offsite Transaction	Violate Rule X	Violate Rule Y
Tuppleware.com	False	None	False	False	False
Tupplewares.com	True	Medium	True	False	True
Tupplewareparty.com	True	High	True	True	True

Merchant Compliance Labeling

ROE AI enables risks team define custom criteria to extract the risk signals from businesses web presence, and consolidate the signals back to the risk modeling.

This dramatically accelerates time to high quality data labeling.

Document	Date	Location	Type	Summary	Risks
Call Transcript	Feb 10, 2024	123 Ave	Auto	...	...
Email	Mar 5, 2024	123 Ave	Auto	...	...
Call Transcript	Jan 28, 2024	123 Ave	Auto	...	...

Loss Data Analytics

ROE AI can analyze the emerging risks and trends from the unstructured loss data with AI Agents and data query.

This allows carriers to better determine the pricing model and lose less money.

Example - build a merchant risk scan workflow

It just takes 3 steps

Define AI Agent Behavior

Run AI Agents on Websites via SQL

Build a Sophisticated Risk Decision Workflow

Step 1: Spin up AI Agents

We have pre-built risk data templates for merchants. You can come up with your own template.

There are many configurations for Web AI Agents, to suit your data team's most picky requirements.

Step 2: Build workflows via SQL

Run the AI Agents we created on a table of URLs via SQL.

ROE AI SQL-based data infrastructure provides a high throughput solutions for unstructured data workloads.

You're in production.

ROE AI SQL is naturally scalable, your SQL code is your production workflow.

Integrate with your bespoke data pipelines like DBT, Airflow, Snowflake, Databricks.

Roe AI v.s Chatbot Solutions

Roe AI

Transparency in everything

Interrogate documents in raw format in your own prompt so that the integrity of the documents is preserved.
The intermediate SQL results are easily accessible.
100% correct math based on SQL aggregation.

Scale without sacrificing quality

Takes < 1 min to process a 100+ page document, without pre-indexing.
Massive parallel processing architecture allows interrogation of 10000+ docs within minutes.
Produce qualitative and quantitative answers that can be aggregated into higher-order, accurate insights.

Chatbot Solutions

Blackbox in everything

Black box parsing documents into text loses the document integrity and discards tables, charts, and images.
Black box on how and which files are retrieved.
The math done by the chatbot cannot be trusted.

Quality degrades with more documents

Chatbots degrades with more documents. Poor in handling 100+ pages long documents.
Only < 5 files are allowed in the chat conversation. More files dramatically lower answer quality.
Only qualitative answers are produced, hard to be plugged into a financial model.

Supercharge risk processes with AI, NOW.